| Volume 4, Number 6, Article 5, Pages 459-468 |
doi:10.1167/4.6.5 |
http://journalofvision.org/4/6/5/ |
ISSN 1534-7362 |
Induced contrast asynchronies
Arthur G. Shapiro |
Department of Psychology, Bucknell University, PA, USA |
|
Anthony D. D’Antona |
Department of Psychology, Bucknell University, PA, USA |
|
Justin P. Charles |
Department of Psychology, Bucknell University, PA, USA |
|
Lindsay A. Belano |
Department of Psychology, Bucknell University, PA, USA |
|
Jared B. Smith |
Department of Psychology, Bucknell University, PA, USA |
|
Mallory Shear-Heyman |
Department of Psychology, Bucknell University, PA, USA |
|
Abstract
We document a new type of perceptual effect in which asynchronous contrast signals are presented simultaneously with synchronous luminance signals. The template for the basic effect consists of two physically identical disks (.75-deg diameter, 40 cd/m2), one surrounded by a dark annulus (1.5 deg, 20 cd/m2) and the other by a light annulus (1.5 deg, 60 cd/m2). The center disks are modulated in time, with a maximum luminance of 55 cd/m2 and a minimum luminance of 25 cd/m2. With this stimulus configuration, the luminance signals of the disks modulate in phase with each other while the contrast signals relative to the surrounds modulate in anti-phase. Observers can track the contrast and luminance signals when the luminance is modulated at 1 Hz but perceive primarily the contrast signal at 2-6 Hz. We show that the asynchrony can be perceived with a thin annular surround, that the appearance of the asynchrony is dependent on the modulation amplitude, and that a decrease in the relative strength of the asynchrony at 1 Hz corresponds to the band-pass shape of the temporal contrast sensitivity function in the presence of light and dark edges. We also introduce variations of the induced contrast asynchrony principle in which a single modulated disk is surrounded by a half-light and half-dark split annulus; we refer to these configurations as the window-shade and rocking-disk illusions.
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History
Received June 25, 2003; published May 26, 2004
Citation
Shapiro, A. G., D’Antona, A. D., Charles, J. P., Belano, L. A., Smith, J. B., & Shear-Heyman, M. (2004). Induced contrast asynchronies.
Journal of Vision, 4(6):5, 459-468,
http://journalofvision.org/4/6/5/,
doi:10.1167/4.6.5.
Keywords
simultaneous contrast, brightness induction, illusion, temporal frequency, winking effect, window-shade illusion, rocking-disk illusion
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Simultaneous contrast phenomena demonstrate that the
appearance of a patch of light depends not only on the light itself, but also on
the context in which the light is presented (Chevreul, 1839/1854/1967; Helmholtz, 1866/1962; Hering, 1905/1964). A typical example of simultaneous
contrast involves two white disks, one surrounded with a dark annulus and the
other surrounded with a light annulus. The disk surrounded with a light annulus
appears darker than the disk surrounded by the dark annulus.
The examination of simultaneous contrast phenomena has
a long history (see Kingdom, 1997). One
school of thought associated with Hering ( 1905/1964) argues that simultaneous contrast
phenomena occurs because the primary signal (i.e., the visual response to the
center light) is laterally inhibited by a context signal (i.e., a signal that
takes into account the difference between the center and surround lights).
Numerous studies have shown the limitations of lateral inhibition for explaining
simultaneous contrast (Adelson, 1993;
Gilchrist, 1977; Shevell, 1986), which suggests that brightness is
also mediated by a range of mid-level or high-level processes that control the
weighting or the manner in which the contextual information influences the
primary signal (Adelson, 2000). For
instance, simultaneous contrast can at least be partially explained by scission
(Anderson, 2003), anchoring (Gilchrist
et al., 1999), influences of edges and junctions
(Todorovic, 1997; Zaidi, Spehar, & Shy,
1997), the addition of contrast gain
controls (Singer & D'Zmura, 1995),
separate mechanisms for “cyclopean” representation (Shevell,
Holliday, & Whittle, 1992),
three-dimensional effects (Logvinenko & Kane, 2003), Gestaltian groupings (Agostini &
Proffitt, 1993; Wolff, 1933), or some combination of these factors
(Bonato, Cataliotti, Manente, & Delnero, 2003).
Regardless of the nature of the study, the visual
system is generally assumed to compute lightness following the combination of
primary and context signals. Here we present a new type of visual
effect—the induced contrast
asynchrony—that demonstrates that the primary signals can be
separated perceptually from the context signals. The principle underlying the
effect is robust and can be generalized to a wide variety of stimulus
configurations.
An example of the basic effect can be seen in the
interactive movie in Figure 1. The movie shows
two disks whose luminance levels are modulating in time. One disk is surrounded
by a dark annulus and the other by a light annulus. The initial impression is
that the disks are alternating out of phase with each other. However, when there
is no surround, it is clear that the luminance levels of the two disks are
always identical. A closer examination of the stimulus with the mask removed
demonstrates the central paradox of the effect: Even though the disks appear to
be modulating in anti-phase, with attention one can discern that the disks are
becoming lighter and darker at the same time.
Figure 1.
Click on the figure to view interactive movies that demonstrate the induced
asynchrony.
Figure 2 shows the
principle underlying the induced contrast asynchrony. In the illustration, the
light annulus has a luminance level of 60 cd/m 2, the dark annulus has
a luminance level of 20 cd/m 2, and the center lights have a mean
level of 40 cd/m 2. The luminance level of the center disks is
modulated at 1 Hz with an amplitude of 15 cd/m 2. The lower left panel
plots the luminance levels of the disks versus time. Because the luminance
levels are identical, the two lines plot on top of each other. The lower right
panel plots the Michelson contrast of the disks relative to the surround. The
contrast signals are modulated in anti-phase. When the luminance modulation is
in the light phase, the disk with the light surround has a low-contrast value,
and the disk with the dark surround has a high-contrast value; when the
luminance modulation is in the dark phase, the opposite occurs.
Figure 2 . The top panel
shows the spatial and temporal characteristics for a typical demonstration of
the effect. The lower left panel shows the luminance levels of the center disks
versus time. The curves plot on top of each other because the disks have
identical luminance levels. The lower right panel shows Michelson contrast
(Lmax-Lmin)/(Lmax+Lmin) for the center disks relative to the surround (green
line for the left circle and blue line for the right circle). The contrast
signals are modulated in anti-phase.
The effect arises, in part, because of the conflict
between the luminance and contrast signals. If our perception tracks the
luminance level of the disks, then the disks should appear to be modulating in
phase; if our perception tracks the contrast signal, which arises at the edge,
the disks should appear to be alternating. Because at low frequencies both
aspects can be perceived, the effect indicates that at a relatively late stage
of visual processing, the signals that originate from the center of a patch of
light can be separated perceptually from signals that originate at the
edges.
We write here to document some aspects of this visual
effect. At 1 Hz, observers are able to respond to both the in-phase and
out-of-phase components of the stimulus; at higher frequencies (2-6 Hz),
observers report perceiving primarily the contrast signal; above that level, the
disks are modulating too fast to perceive phase differences. We show that the
effect can occur with a thin (.05 deg) ring surround as well as with a thick
surround (.75 deg). The drop in the anti-phase appearance at 1 Hz appears to be
related to the band-pass shape of the temporal contrast sensitivity function in
the presence of dark and light edges.
We further demonstrate that the underlying principle
(i.e., in-phase luminance modulation and anti-phase contrast modulation) can be
applied to a single patch of light. We examine a modulation disk with a thick
annular surround that is half dark and half light. Under this condition, a veil
appears to cross back and forth over the disk. When the surround is thin, the
disk appears to pivot or shift position. We refer to these effects as the
window-shade
and rocking-disk illusions.
Experiment 1: Observers can respond to both the luminance and contrast signals
Upon viewing the stimulus shown in Figure 1, observers consistently report that they
initially see the disks modulating in anti-phase, but with attention, they also
perceive that the lightness is modulating in phase. The paradoxical aspect of
the effect can be made evident when showing the demonstration to a small
audience ( n ≥ 2). When presented
with the display, the members of the audience report that the disks are
modulating out of phase with each other. To demonstrate that the lightness is
modulating in phase, we asked half of the audience to attend to the disk with
the dark annular surround and asked the other half to attend to the disk with
the light surround. We then asked each group to respond (i.e., tap or say
“light”) when the disk appears to be at maximum lightness; the
groups respond in synchrony, demonstrating that the disks are getting light and
dark at the same time even though the perception of anti-phase modulation
persists.
To document the contrast/luminance dichotomy in the
laboratory, we had observers view each circle/surround and tap a response button
to indicate when the circle reached a perceived maximum lightness or the circle
reached a perceived maximum contrast. When asked to attend to the lightness of
the disk, observers tap in phase, and when asked to attend to the contrast
(i.e., the maximum salience) of the disks, observers tap in
anti-phase.
All three of the studies below were presented on a
21” Sony multiscan G520 monitor using a Cambridge Research VSG 2/4
graphics board. Gamma correction was conducted using Cambridge Research OptiCal
photometer and linearization software. Calibration and gamma correction were
checked with a Spectroscan 650 spectroradiometer. The viewing distance was 93
cm.
The observers were color-normal (FM-100, Ishihara plate
test), 20-year-old college students, one male and one female.
The spatial configuration is similar to Figure 2. The center disks had diameters of 0.75
deg, and the surround annuli a diameter of 1.5 deg. The centers were modulated
at 1 Hz. Each modulation was presented for 20 s. The observers first viewed the
dark surround circle and tapped the return key on a computer keyboard to
indicate when they perceived the signal to be at maximum lightness. After a
short break, the same process was
repeated, but the observers tapped the keyboard to indicate when they perceived
the circle to have maximum contrast. The procedure for perceived maximum
lightness and contrast was repeated for the light surround circle. The time of
the onset of each tap was measured with the timer on the VSG board.
The results for two observers are shown in Figure 3. The blue line indicates that the circle
had a light surround, and the green line that the circle had a dark surround.
The x-axis
indicates the time of the observers’ tap, and the
y-axis is of
arbitrary height. The stimulus lasted for 20 s; we show only the final 10 s of
each session.
Figure 3 . Observers viewed each circle in isolation and tapped a
keyboard to indicate the perceived peak in lightness (left panels) or the
perceived peak in contrast (right panels). The
x-axis indicates the time since the
onset of the stimulus. The stimulus lasted for 20 s; only the final 10 s of each
session is shown. Each mark indicates the time of the onset of the
observer’s tap. The green lines indicate taps corresponding to a circle
with a light surround, and the blue lines indicate taps corresponding to a
circle with a dark surround. The vertical height of the plot is arbitrary.
The left panels of Figure
3 show the time of the taps when the observer attended to the perceived
maximum lightness. The taps occurred at nearly the same time for both disks
(i.e., synchronous with the luminance signal). The right panels show the time of
the taps when the observer attended to the perceived maximum contrast. These
taps occurred at the anti-phase peaks (i.e., synchronous with the contrast
signal). Therefore, the observers could track both the luminance and contrast
signals. Experiment 2: The effect of temporal frequency and modulation amplitude
Experiment 1 measured an observer’s ability to
track the luminance and the contrast signals at 1 Hz. The task could not be
performed at higher frequencies (2-6 Hz) because the shift in luminance becomes
increasingly difficult to follow. In this experiment, we examine how temporal
frequency affects the appearance of the contrast asynchrony for a fixed contrast
modulation.
Because the stimulus always contains both contrast and
luminance information, it is difficult to isolate either of the signals. We
therefore measured observers’ reports concerning whether the stimulus
appeared to be modulating in phase or out of
phase.
The two observers were color-normal (FM-100, Ishihara
plate test), 20-year-old college students. Each of these observers had
previously run over 40 hr on tasks related to the induced contrast
asynchrony.
The spatial configuration was the same as in Figure 1. The independent variable was the
frequency of modulation of the center disks (1, 2, 3, 4, 5, 6, 8, 12, 15, and 20
Hz). Each presentation lasted for 3 s. In a single session, all 10 frequencies
were presented in random order, 8 times each. The observer responded as to
whether the disks appeared to be modulating out of phase (yes or no), or the
observer rated the perceptual magnitude of the anti-phase signal (1 to 5: 5 when
the disks appeared entirely out of phase; 1 when the disks appeared either
entirely in phase or were modulating too fast to see them as out of phase).
The left panel of Figure
4 shows the results from two observers on the yes/no procedure. The
proportion of time the observers said that the center lights are out of phase is
plotted versus the temporal frequency of modulation. Both observers responded
“yes” most frequently when the stimulus was between 3 and 5 Hz.
Above 6 Hz, the observers seldom saw the stimulus in anti-phase. The lights at
these frequencies were clearly flickering, but the observers could not tell the
phase relationship. There was no distinction between the separate color
mechanisms for the frequency of maximum asynchronous response.
Figure 4 . Left panel. The proportion of times that the disks
appeared to be modulating in anti-phase versus the frequency of modulation for
two different observers. Squares are observer JBS, and circles are observer LAB.
Right panel. Subjects rated the relative magnitude of the out-of-phase signal
relative to the in-phase signal at different temporal frequencies (1 indicates
no perceived anti-phase modulation, and 5 indicates only anti-phase
modulation).
Because we were surprised to find the drop at 1 and 2
Hz, we reran the experiment with observers making rating judgments. These
results are plotted in the right panel of Figure
4. The pattern is similar to those of the yes-no task. We can conclude that
under these conditions, with these experienced observers, the maximum frequency
is about 6 Hz, and there appears to be a drop in the magnitude of the asynchrony
at low
frequencies. Experiment 3: Temporal range of the asynchrony on naïve observers
The observers in the previous study had been working
with the stimulus on a daily basis for 2 months, and we were concerned that the
drop in out-of-phase response was the result of this prolonged exposure. We were
also concerned that the out-of-phase response might be the result of the limited
duration of the test. If there was a delay for the contrast signal to
“kick in,” then the 1-Hz signal would be less likely to be perceived
in anti-phase.
In this section, we reran the test on naïve
observers, and extended the duration of the presentations. We also varied the
thickness of the annulus and the diameter of the disk. We reasoned that the drop
in the anti-phase appearance at 1 Hz might be more likely if the contrast signal
was weaker, and we assumed that the strength of the contrast signal would be
lessened in relation to the luminance signal if the surrounds were thinner or
the center disks were larger.
Eight senior undergraduates and two master’s
level students served as observers. All had normal acuity or were optically
corrected. A few of them had seen demonstrations of the effect, but they had not
been part of an experiment with the two-disk stimulus. One additional observer
began the experiment, but did not complete the task because she could not see
the anti-phase signal
consistently.
To make sure that observers understood the distinction
between an in-phase signal and an anti-phase signal, we showed them the effect
with modulations at 1 and at 3 Hz. The demonstration procedure was similar to
the procedure discussed in the “Introduction.” After the
demonstration, the observers were told that they would see a series of
presentations with the disks modulating at different frequencies. They were
instructed to press the left arrow key if the disk appeared primarily to be
modulating in anti-phase and the right arrow key if the disk appeared primarily
to be modulating in phase or if the disks were modulating too fast to tell the
phase relationship.
The procedure was the same as in the previous section,
except that the duration of each trial was 5 s, and the observers ran each
session only once. There were four conditions: two diameters for the central
disk, .75 deg and 2 deg, and two annular thicknesses, .05 deg or .75 deg.
The averages of the response rates are shown in Figure 5. The axes are the same as in Figure 3 (i.e., proportion of trials perceived as out of phase versus the frequency of the test). The filled squares show the results for the thick annuli (.75 deg), and the open circles show the results for the thin annuli (.05 deg). The results for small diameter disks are shown on the upper left panel, and those for large diameter disks are shown on the upper right. The bars indicate 1 SE.
Figure 5 . A and B. The
average from nine observers showing the proportion of trials in which modulation
appeared in anti-phase plotted as a function of frequency of modulation. The
filled symbols are for annuli of width .75 deg, and the open symbols for annuli
of width .05 deg (i.e., a thin ring around the outside of the disk). A shows
small disks (.75-deg diameter), and B shows large disks (2-deg diameter). The
error bars depict 1 SE.
The pattern of the data in some ways resembles the
pattern of the data from the previous experiment. On the high frequency end, all
conditions showed a cut off between 6 and 8 Hz, at which point the disks were
flickering too fast to determine the phase relationships. The cut off was
slightly higher in the thin surround
conditions.
The drop at 1 Hz was least noticeable in the condition
with a small diameter disk with the thick surround annuli (squares in Figure 5, panel A). In this condition, only three
of the observers produced a substantial drop at 1 Hz, thus the average of the
naïve observers’ responses in the condition most similar to that used
in the previous experiment did not become lower at 1 Hz.
This drop at 1 Hz is seen most strongly in the thin
surround and large disk conditions (paired
t tests all had
p < .1). However, even with the
large diameter disk and thin surrounds, three of the observers produced curves
that had a shape that was more low pass than band pass. The drop in the
anti-phase signal at 1 Hz is found in most observers, but not in all observers.
As will be shown below, the range in observer responses may due to individual
differences in contrast sensitivity.
We think it unlikely that the drop is due to a fixed
delay time. The drop in out-of-phase response is still present with longer
duration presentation. We also showed that the drop in out-of-phase response at
1 Hz is more pronounced with the thin surround than with the thick annular
surround. This would imply that if there was a time delay for the perception of
anti-phase signal, then the delay would depend on the extent of the contrast
edge.
Lastly, we note that thin annular surrounds are capable
of producing the asynchrony. This indicates that the contrast signal arises
primarily at the
edge. Experiment 4: The effect of modulation amplitude
In the previous experiments, the modulation amplitude
remained fixed. Here we measure the appearance of the asynchrony as a function
of modulation depth. The center disks are modulated at 1, 3, and 6 Hz to see if
the relationship described in the previous sections holds at a variety of
modulation depths.
The three observers were color-normal 20-year-old
college students, two of whom were experienced observers and one naïve. All
three did not know the aims of the
experiment.
The procedures were similar to those in Experiment 3.
The mean luminance levels of the center disks were always 40 cd/m2
and the surrounds had luminance levels of 20 and 60 cd/m2. The disks
were .75 deg, and the surround was 1.5 deg in diameter.
Observers viewed disks with modulation amplitudes of
2.5, 5, 7.5, 10, 12.5, 15, 17.5, and 20 cd/m2 and frequencies of 1,
3, and 6 Hz. In each session observers viewed 10 presentations of each luminance
and frequency combination (240 trials total). The presentation order was
randomized by the MatLab routine. Observers ran two sessions separated by a
short break. The task was the same as in Experiment 3: indicate whether the
disks appeared primarily to be modulating in anti-phase.
The results for three observers are shown in Figure 6. The proportion of trials reported as out
of phase is plotted as a function of modulation amplitude. As the amplitude of
modulation increased, so did the proportion of trials that appeared out of
phase.
Figure 6 . The proportion of out-of-phase response versus the
amplitude of modulation. Each panel shows the results for a different observer.
There were three temporal frequencies: 1 Hz (filled circles), 3 Hz (filled
triangles), and 6 Hz (open squares).
As would be expected from the temporal sensitivity
measurements and from Experiments 2 and 3, observers reported that the
modulation appeared out of phase more often at 3 Hz than at 1 Hz. One observer
was able to reliably detect the 6-Hz modulation. For this observer, the
out-of-phase response increased with modulation level. For the other two
observers, the 6-Hz modulation was too fast to tell the difference in the phase
relationship. The third observer showed a monotonic relationship for the 3-Hz
modulation but not for the 1-Hz modulation.
Experiment 5: Temporal contrast sensitivity with luminance edges
Experiment 4 showed that modulation amplitude clearly
has an effect on the perception of the anti-phase signal. This finding may
account for the decrease in anti-phase appearance at 1 Hz: if observers were
less sensitive to 1 Hz than to 3 Hz, they would be less likely to see the
anti-phase signal at 1 Hz.
A drop in the relative magnitude of an anti-phase
signal at 1 Hz is consistent with the effects of contrast edges on temporal
sensitivity (Kelly 1969, 1976; Harvey 1970; Keesey 1970; Spehar & Zaidi 1997; Anderson & Vingrys 2001). The temporal contrast sensitivity
function is low pass against an equiluminant background and is band pass against
light and dark backgrounds.
In this section, we measured the effect of edges on the
temporal contrast sensitivity function with stimuli similar to those in
Experiments 1–4. We then examined the effect of modulation amplitude on
the proportion of trials in which the asynchrony is perceived. A drop in
contrast sensitivity should create a similar shift in the perceived asynchrony
at all modulation
amplitudes.
The two observers were color-normal college students,
one of whom did not know the aims of the experiment.
We measured temporal sensitivity in a four-alternative
forced-choice task. A 1.5-deg diameter circle was presented in the center of 40
cd/m2 achromatic background. The circle was quartered by two oblique
lines. The lines and the perimeter of the disk had a width of .2
deg.
On each trial, one of the quadrants was modulated in
luminance for 1 s. The frequency of the modulation was either 1, 2, 3, 4, 5, 6,
8, 10, 12, or 15 Hz, so as to evenly divide into the 120-Hz frame rate. The
observer’s task was to identify which quadrant contained the flickering
test light. A 2-up-1-down staircase controlled the amplitude of modulation, and
terminated at the end of 10 reversals. Threshold was the mean of the last 6
reversals. Each staircase was run 4 times. As depicted in Figure 7, there were three different surround
conditions. The disk and the oblique lines were 20 cd/m 2, 40
cd/m 2, or 60 cd/m 2. In the 40-cd/m 2 condition,
the circle was tinted with a faint equiluminant hue (3x threshold in the +L-M
cardinal direction) in order to assist with spatial localization.
The observer initially adapted to the circle/
background combination for 30 s. There was a 2-s interstimulus interval after
the presentation of each trial. In each session, staircases were run for all
temporal frequencies in random order. In each session, a single circle condition
was run; these conditions were selected in ABCCBA
order.
Figure 7 . Top. The three stimulus arrangements for measuring temporal sensitivity. The observer had to identify the quadrant that contained a modulating light. There were three surround conditions, a dark surround (left), a light surround (right), and a faint equiluminant surround. Lower figures. Temporal modulation sensitivity for two observers: dark surround (open squares), light surround (open diamonds), and the faint equiluminant surround condition (filled circles).
The results for two observers are shown in the bottom
panels of Figure 1. Threshold amplitude is
plotted versus temporal frequency. The equiluminant surround condition is
represented by filled circles and the contrast edges by the open symbols.
Consistent with the previous studies, the introduction of light and dark
contrast edges reduces sensitivity for low frequency modulation. From 8-15 Hz,
the three conditions produce nearly equal modulation sensitivity.
A contrast edge, therefore, creates a drop in
modulation sensitivity at 1 Hz; this effect disappears as the frequency
increases. Some have argued that such differences indicate that temporal
sensitivity functions are the product of multiple channels, one of which is an
inhibitory high spatial-frequency mechanism responding to the contrast edge
(Kelly 1976; Anderson & Vingrys, 2001). Alternatively, Spehar and Zaidi ( 1997) have argued that the shape of the
temporal sensitivity curve is determined by the response to temporal changes at
the edge of the test or to the center of the test (whichever is more sensitive).
Another interpretation is that detection is determined
by the contrast signal in all three surround conditions. The contrast signal in
the equiluminant condition is modulated at twice the frequency of the contrast
signal in the dark and light conditions. If the data in Figure 7 are re-plotted as a function of contrast
frequency (i.e., doubling the frequency of the equiluminant condition on the
x-axis), then the thresholds in the equiluminant condition equal those in the light surround condition.
Regardless of the interpretation, the results show that
the contrast signals are relatively weaker at 1 Hz than at 3–6 Hz when the
modulation field is surrounded by a light or dark field. It is therefore
possible that the shape of the perceived asynchrony versus temporal curves
(shown in Experiments 2 and 3) corresponds to the visual response to the
contrast
signal. Experiment 6: The window-shade illusion
In the previous experiments, we demonstrated the
induced contrast asynchrony across two separate disks. Here we show how the same
principle (in-phase luminance signal and anti-phase contrast signal) can create
a new set of visual illusions within a single modulated disk. The stimulus
configuration is shown in Figure 8. In the
center is a single disk with a mean luminance of 40 cd/m 2 modulated
sinusoidally (between 25 and 55 cd/m 2 at 2 Hz). The surround is a
split annulus, with half being 20 cd/m 2 and the other half 60
cd/m 2. As the disk modulates in luminance, the contrast signal at the
dark edge modulates in phase with the luminance modulation, and the contrast
signal at the light edge modulates in anti-phase with the luminance modulation.
We examined the effect of a thick surround oriented
vertically and thick surround oriented horizontally. The direction of modulation
appeared orthogonal (or nearly orthogonal) to the direction of the split: In the
condition with a vertically split surround, a veil seemed to cross back and
forth across the disk horizontally. In the condition with a horizontally split
surround, the veil seemed to cross back and forth across the disk vertically. We
therefore refer to this phenomenon as the window-shade illusion.
Figure 8 . The spatial
configurations for the window-shade illusions. The center disk was modulated at
2 Hz. The surround light was a thick annulus split so that one half was light
and the other half was dark. The rocking-disk illusion occurs when the surrounds
are thin. Click on the image to see an interactive demonstration.
The observers were 15 college students and one
university administrator. All observers had normal acuity or were optically
corrected.
At the beginning of the trials, we showed observers the
conditions in Figure 8 and one condition with
no surround. In order to clarify our terminology, we discussed what we meant by
shading (i.e., an inhomogeneous change in lightness moving across the center
disk). The stimuli contained disks of .25, .5, 1, 2, 4, or 8-deg diameter; each
of these had a thick annular surround (1.5 times the diameter of the disk) that
was split vertically or horizontally. The order of presentation was generated by
the MatLab randomization routine. Observers viewed each presentation for 5 s,
and then were asked whether the disk appeared to be shaded and whether the
direction of shading was left-right or up-down.
The results are listed in Table 1. There were 16 naïve observers in
each condition. Each row shows the diameter of the disk, and the columns show
the items to which the observers responded. Each cell reports the number of
observers (out of 16) who gave a positive response to a particular item. For
most observers, the results agreed with the visual inspection of the stimulus
described above. Almost all observers (12 to 16, depending on the diameter of
the disk) reported that the modulated disks appeared to be shading. The shading
effect appeared at all disk diameters that we
measured.
|
|
Vertical split
|
|
Diameter of disk (deg)
|
Number of observers who reported shading effect
|
Number of observers who reported shading in an Up/Down
direction
|
Number of observers who reported shading effect
|
Number of observers who reported shading in a Left/Right
direction
|
|
.25
|
13
|
13
|
12
|
11
|
|
.5
|
15
|
15
|
15
|
15
|
|
1
|
15
|
15
|
14
|
14
|
|
2
|
16
|
16
|
16
|
16
|
|
4
|
15
|
15
|
15
|
15
|
|
8
|
13
|
13
|
16
|
16
|
Table 1 . The number of
observers out of 16 who reported that they perceived the shading effect, and
whether they saw the shading motion as moving in an up/down direction or in a
left/right direction. The effect was measured for six different disk diameters
and for a vertical and horizontal split in the annulus.
We have presented a new type of visual effect that
depends on the temporal separation of in-phase luminance signals from anti-phase
contrast signals. The effect can be produced by a thick or a thin annulus. We
show that temporal frequency and modulation amplitude are important parameters
for determining the relative strength of the contrast and luminance signals. We
also show that the principle can be applied within a single disk to produce the
window-shade illusion.
It is possible that the appearance of the asynchrony
reflects the underlying temporal sensitivity of the contrast system. On the
other hand, our tasks required observers to make subjective judgments concerning
the appearance of the modulation. The variety of responses could therefore be
due entirely to observer bias for anti-phase signal over the luminance signal or
vice versa. Indeed, just as is the case for any ambiguous figure where observers
can switch between one view and the next, observers who thought that the 1-Hz
stimulus appeared in phase would acknowledge the presence of the anti-phase
signal. We have not been able to create a task that overcomes the subjectivity
issues because the stimulus always contained both contrast and luminance
information; judgments concerning one aspect of the stimulus always take place
in the presence of the other. One partial solution is to null the contrast of
the signals by changing the color angle of modulation (Shapiro &
D’Antona, 2003), but such
judgments, too, are perceptually based (adjust until the signal appears only
in-phase) and not performance based (such as a forced-choice task).
We can say, however, that the ambiguous nature of the
stimulus appears to be most noticeable at low frequencies. At 1 Hz and at low
modulation amplitudes, observers can report that the modulation appears both in
phase and out of phase, but at higher frequencies and higher modulation
amplitude, observers had difficulty perceiving an in-phase signal.
One possible reason for this is that the perceptual
interpretation depends on the relative strength of response to the primary and
contrast signals. The process that responds to the primary signal has a lower
saturation level, so at higher modulation levels the contrast signal
predominates. Such an interpretation is not far from Spehar and Zaidi ( 1997), who argue that temporal sensitivity is
determined by whether the visual system is more sensitive to internal modulation
or to edge modulation. Cast in terms of a signal detection-like model, at 1 Hz
or low modulations, both the anti-phase and luminance signals produce responses
that have equal weighting (a small
d’), so a small difference in
observer criterion will have a large effect on the proportion of in-phase versus
out-of-phase responses; at 3 Hz, the anti-phase signal is predominant (a large
d’), so observer criterion will
have much less of an effect on the proportion of out-of-phase responses.
The induced contrast asynchrony demonstrates that at
low temporal frequencies, a low spatial frequency signal arising from the center
of the disk can be separated perceptually from a high spatial-frequency signal
arising from the edge. The ability to represent both the contrast and luminance
signals suggests that two separate representations occur at a relatively
advanced stage of visual processing. The results presented here cannot
distinguish whether the separation begins early in visual processing and
continues through the cortex, or whether the separation originates late in
visual processing.
In response to a reviewer’s comments, we have
called the two-disk asynchrony a visual
effect because the in-phase or anti-phase appearance corresponds to the
physical stimulus, and we have called the window-shade and rocking-disk
asynchronies illusions because there is
no obvious correspondence between the perception and the physical stimulus. This
distinction between effect and illusion depends entirely on the problematic
conception of what it means to be veridical (i.e., why should perceptual
correspondence to a luminance signal be considered veridical, whereas perceptual
correspondence to a specifiable combination of contrast and luminance signals is
not?). The effect/illusion distinction should therefore be regarded with some
caution.
The principle underlying these effects is robust and
can be generalized to a wide variety of spatial configurations. For instance,
variants of the effect can be created when the temporal modulation takes place
adjacent to, or surrounding, a spatial luminance ramp. Curiously, when the ramp
is thin, the modulating field appears to shift position in a manner similar to
that shown in the rocking-disk
illusion. This suggests that illusory motion may be a general feature of the
induced contrast asynchrony phenomena when there is a single modulating field
and the contrast edges are thin and also suggests a relationship between these
effects and those of Kitaoka, Pinna, and Brelstaff ( 2004), who used contrast polarities to determine
the direction of tilt in the Café Wall/Münsterberg illusion. Another
variant of the effect, which was pointed out by Adam Reeves of Northeastern
University, consists of two modulating disks and a background of a fixed
luminance: The mean luminance level of one disk is higher than the background
level, and the mean luminance of the other is below the background level. In
this condition, the apparent modulation is asynchronous even though the apparent
depth of modulation is greater for the darker circle.
To the best of our knowledge, the basic principle
behind induced contrast asynchrony has not been shown before, although some
researchers have manipulated temporal aspects of a contrast signal to produce
interesting visual effects (Anstis 2001; Anstis &
Ho 1998), some have examined the effects of
modulating the surrounding lights (De Valois, Webster, De Valois, &
Lingelbach, 1986; Rossi &
Paradiso, 1996; Zaidi, Yoshimi, Flanigan, &
Canova, 1992; Singer &
D’Zmura, 1995), and others have used alternate luminance
background configurations to investigate apparent motion (Hock et
al, 2002;
Gilroy and Hock, 2004).
Shapiro and D’Antona presented the effect at the
annual meeting of the Visual Sciences Society (2003). The presentation (click here for a PDF version of the poster) contained the
results from experiments in which observers were asked to change the color
modulation in order to null the asynchrony. We showed how the stimulus may prove
useful as a photometric technique, as a diagnostic method for finding individual
differences in color perception, and as a method for delineating independent
directions in color space. We also showed
the
curious behavior of the contrast asynchrony in White’s effect and
in contrast-contrast induction. The principles underlying contrast asynchrony
may prove useful for investigating a wide variety of visual processes.
This research was supported by National Institutes of
Health Grant R15-EY12946. Commercial relationships: None.
Corresponding author: Arthur G. Shapiro.
Email: shapiro@bucknell.edu.
Address: Department of Psychology, Bucknell University, PA, USA.
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